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Important Disclosures and Public Statements


The articles published here represent the personal views of the author(s), and not necessarily the views of any securities firm, insurance company, FINRA, SEC or organization with which he or she may be affiliated. All statements made in these articles are for general information only and are not intended to provide, nor should they be relied on as, legal or investment advice.  Readers must consult with their qualified investment, tax or legal advisors before relying upon any content contained herein. Statements made in these articles may be incorrect for your state or jurisdiction. Also keep in mind that at the time when you read such statements the underlying rules, regulations and/or decisions may no longer be controlling or persuasive as a matter of investment or insurance law or interpretation.

Consumer Finance Articles

Choosing an Advisor…Can You?

The American public has hundreds of thousands of Financial Services Professionals to choose from. So how does the American public and businesses make the choice? 

Some experts suggest we chose professionals with certifications and credentials…yet the Alphabet Soup of credentials are growing and the average consumer can’t make sense of the noise in the storm.

The Securities Exchange Commission-SEC has responded to the public’s concern that is very troubling to tell the difference between a CFA, CFP®, CIC, CLU®, ChFC®, CASL® ChHC™ or any of the other financial certifications. The SEC Addresses The Alphabet Soup



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Jim Robinson posted on Monday, March 14, 2011

Tags: Minorities, Wealth, Minority, Underserved, African American, Latino, Hispanic

Posted in: Site News, Minorities

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