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Important Disclosures

Important Disclosures and Public Statements


The articles published here represent the personal views of the author(s), and not necessarily the views of any securities firm, insurance company, FINRA, SEC or organization with which he or she may be affiliated. All statements made in these articles are for general information only and are not intended to provide, nor should they be relied on as, legal or investment advice.  Readers must consult with their qualified investment, tax or legal advisors before relying upon any content contained herein. Statements made in these articles may be incorrect for your state or jurisdiction. Also keep in mind that at the time when you read such statements the underlying rules, regulations and/or decisions may no longer be controlling or persuasive as a matter of investment or insurance law or interpretation.

Consumer Finance Articles

Entries for 'minorities'

Affinity Fraud Affects Family and Friends

Fraud operators or scam artists will work groups as well as individuals. When they do…this is known as affinity fraud. What is an Affinity Fraud? Affinity fraud refers to investment scams that prey upon members of identifiable groups, such as religious or ethnic communities, the elderly, or...

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TAGS: Minorities, Wealth, Underserved, African American, Latino, Hispanic, Minority, Investment

Did You Place The Right Order…with your Broker?

It seems lately, people are taking control of their investments and are using Internet-based brokers for their trading securities. If you do this, you must know exactly the type of buy or sell order you want to enter. You need to understand that a variety of buy or sell orders can be used to ...

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TAGS: Minorities, Wealth, Underserved, African American, Latino, Hispanic, Minority

Get Help from Financial Services Professionals

Auburn Mountain Financial Education Services suggest you get help from Financial Services Professionals. They can help you grow, protect and manage your wealth and assets. They not only know the path…they walk the path. The Paths – Lets Take A Walk: Lets take a walk. Not an or...

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TAGS: Minorities, Consumer Education, Debt Consolidation, Credit Card Debt, Debt Relief

Facebook, Twitter Pre-IPO Offerings Could be Scams

FINRA is issuing this alert to warn investors about pre-IPO scams purporting to offer access to shares of Facebook and other popular, well known private companies. We posted this announcement in it’s’ entirety for the benefit of our readers…particularly our seniors. Pre-IPO Offerin...

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TAGS: Minorities, Senior Citizen, Financial Education

Choosing an Advisor…Can You?

The American public has hundreds of thousands of Financial Services Professionals to choose from. So how does the American public and businesses make the choice?  Some experts suggest we chose professionals with certifications and credentials…yet the Alphabet Soup of credentials are growi...

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TAGS: Minorities, Wealth, Minority, Underserved, African American, Latino, Hispanic

The Staggering Statistics Questions the “Road To Recovery”

"U.S. households have seen more than $13 trillion in wealth evaporate—with retirement accounts and life savings swept away as the markets declined," says Phil Angelides, chairman of the Financial Crisis Inquiry Commission.  In the wake of the most significant financial crisi...

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TAGS: Minorities, Wealth, Housing

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