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Important Disclosures

Important Disclosures and Public Statements


The articles published here represent the personal views of the author(s), and not necessarily the views of any securities firm, insurance company, FINRA, SEC or organization with which he or she may be affiliated. All statements made in these articles are for general information only and are not intended to provide, nor should they be relied on as, legal or investment advice.  Readers must consult with their qualified investment, tax or legal advisors before relying upon any content contained herein. Statements made in these articles may be incorrect for your state or jurisdiction. Also keep in mind that at the time when you read such statements the underlying rules, regulations and/or decisions may no longer be controlling or persuasive as a matter of investment or insurance law or interpretation.

Consumer Finance Articles


Military

Millennials Have Unlinked Parenting from Marriage

Today's 18- to 29-year-olds value parenthood far more than marriage, according to a Pew Research Center analysis of attitudinal surveys. A Pew Research survey found that 52% of Millennials say being a good parent is "one of the most important things" in life.  Just 30% say the same about hav...

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TAGS: African American, Hispanic, Consumer Education, Financial Empowerment, Senior Citizen

Testimony SEC Oversight of Securities Sales to Military Personnel

Testimony Concerning SEC Oversight of Sales of Securities to Military Personnel Lori Richards Director, Office of Compliance Inspections and Examinations U.S. Securities and Exchange Commission Before the Senate Committee on Banking, Housing, and Urban Affairs November 17, 2005 I. Introductio...

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TAGS: Military, Investment Sales, Securities Sales To Military

3 Issues That Impact the Financial Readiness of Military Personnel

Financial Education for the Military Financial Services Professionals really need to understand the three issues that impact the Financial Readiness of military personnel: Investing Issues Lending and Credit Issues Insurance Issues Investing Issues In the past, there have bee...

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TAGS: Military Financial Readiness, Financial Services Professionals

Military Financial Readiness - Executing Core Competencies

Military Financial Readiness - Executing Core Competencies   Financial Services Professionals must be able to execute the following core competencies of the Military Financial Readiness Program.   This enables our soldiers and their family members to understand: How poor financi...

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TAGS: Finances, Budgets, Credit Repair, Financial Goals

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